Compliance Officer – Japan & Hong Kong Markets

Optiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive pricing, execution and risk management. By providing liquidity on multiple exchanges across the world in various financial instruments we participate in the safeguarding of healthy and efficient markets. We provide liquidity to financial markets using our own capital, at our own risk, trading a wide range of products: listed derivatives, cash equities, ETFs, bonds and foreign currencies.

Founded in 2007, Optiver’s Hong Kong location is our fifth global office. As a fast-growing organisation, we have the feel of a start-up, but the backing of a large multinational trading firm. In Asia Pacific, Optiver was one of the first global market makers to establish a presence in the region, with the incorporation of Optiver's APAC head office in Sydney in 1996. Since then, we have expanded our footprint by establishing offices in Singapore, Taipei and Shanghai.

What you’ll do:

You will report into the Head of Compliance Hong Kong and be based in our Hong Kong office.

• Act as a trusted Compliance advisor to senior leadership and the business, providing guidance aligned with regulatory expectations and the firm’s risk appetite.
• Support the execution of the APAC Compliance strategy by delivering advisory services, conducting risk assessments, leading training initiatives, developing policies and procedures, and implementing effective controls, primarily focusing on Japan and Hong Kong equities markets.
• Actively participate in strategic and new business working groups, leading rigorous Compliance reviews to ensure initiatives align with regulatory standards, internal policies, and ethical standards.
• Collaborate closely with APAC Compliance counterparts on regional initiatives, promoting alignment, innovation, and efficiency across markets.
• Promote a culture of integrity, accountability, and ethical conduct across the organization.
• Liaise with local regulators as required.

Who You Are:

We are seeking an experienced and subject matter expert Compliance Officer to join our global trading firm. As a Compliance Officer, you will play a vital role in ensuring the firm's adherence to regulatory requirements, policies, and best practices in the dynamic and complex field of global trading.

You will possess strong knowledge of relevant trading regulations, analytical skills, and the ability to navigate a fast-paced and evolving industry landscape.

• Bachelor's degree or equivalent.
• 5+ years’ experience in Compliance roles within the trading industry. Extensive experience providing Compliance support to equities trading desks. Regulatory & market knowledge of Japan equities market is strongly preferred.
• Proficiency in Japanese language and culture to effectively handle business matters, regulatory reviews, and interactions with Japanese regulators.
• Proven track record in executing Compliance programs, policies, and controls.
• Strong analytical and decision-making skills, capable of interpreting complex regulatory requirements and delivering practical, risk-aligned solutions.
• Effective communicator with the ability to engage confidently with business stakeholders.
• Highly organized, with a strong ability to manage multiple priorities in fast-paced, high-pressure environments.
• Committed to the highest standards of ethics, integrity, and professionalism in all Compliance responsibilities.

What you’ll get

You’ll join a culture of collaboration and excellence, where you’ll be surrounded by curious thinkers and creative problem solvers. Driven by a passion for continuous improvement, you’ll thrive in a supportive, high-performing environment alongside talented colleagues, working collectively to tackle some of the most complex problems in the financial markets.

In return for your expertise, you will have access to a range of Optiver perks, including:

• The chance to work alongside diverse and intelligent peers in a rewarding environment.
• Leadership and growth opportunities.
• Meal allowances.
• Gym membership, plus weekly in-house chair massages.
• Corporate health insurance.
• Regular social events

Optiver is committed to diversity and inclusion. We encourage applications from candidates of all backgrounds, and welcome requests for reasonable adjustments during the process.