Deputy Compliance Officer - Onboarding Private (5 months)
As a Deputy Compliance Officer, you will be part of the Compliance Department Onboarding team. You will be responsible for multiple tasks, which include:
- KYC and due diligence review on private clients’ account opening requests by applying Anti-Money Laundering /Counter-Terrorism Financing regulations (AMLA, AMLO-FINMA, CDB).
- Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
- Contribution in drafting client assessment documents and procedures
- Participation in reviews of key clients and high-risk clients
- Participation in key regulatory projects
- Participation in optimization of internal processes and guidelines
- Supporting and advising the First Line of Defense and the management.
Qualifications
- Bachelor’s or Master’s Degree, preferably in Finance, Business, Laws or in Economics
- Minimum 4 years of experience in the Compliance field in Switzerland
- Excellent command of English and French (German is a strong asset)
- CAS in Compliance in Financial Services or similar professional qualification is considered a plus
- Excellent organizational skills combined with a high level of adaptability
- Very good communication skills
- Analytical and methodological approach
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment.
Additional Information
This is a temporary position.
SQ2