Angellist

Head of Internal Audit and Compliance Testing

Angellist New York City, NY 1 day ago
finance
Why Join AngelList 

We’re solving some of the hardest problems in venture capital and private markets. You’ll work with a team that values precision, urgency, and long-term thinking. If you want to shape how startups are funded and built, this is the place.

About AngelList

We exist to accelerate innovation by increasing the number of successful startups in the world. We do this by building the financial infrastructure that makes it easier for more people to invest in world-changing companies.

AngelList is the nexus of venture capital and the startup community. We support $124B+ in assets and have powered investments into over 12,000 startups—over 300 of which are unicorns. Today, 57% of top-tier U.S. VC deals involve investors on AngelList. While our scale is large, our ambition is larger.

If you're excited to build the future of private markets, come build with us.

About the Role

AngelList is seeking an experienced compliance leader to design, implement, and document a comprehensive internal compliance testing program. This role will be responsible for evaluating the effectiveness of controls related to regulatory requirements such as Customer Due Diligence (CDD/KYC), Accredited Investor verification, and regulatory filings.

You will play a critical role in ensuring AngelList can clearly demonstrate to auditors, regulators, and banking partners that it has a robust, risk-based compliance framework with effective controls and ongoing testing.

What You’ll Do:

  • Design and implement a risk-based internal compliance testing and assurance program across the AngelList platform and products
  • Develop and maintain formal compliance documentation, including: Enterprise and program-level risk assessments, Control design and operating effectiveness documentation, Testing methodologies, schedules, and results
  • Evaluate automated and manual controls related to KYC/CDD, investor accreditation, regulatory filings, and other regulatory obligations
  • Perform or oversee periodic testing to ensure controls effectively mitigate identified risks
  • Identify control gaps, assess root causes, and partner with product, engineering, operations, and compliance teams to drive remediation
  • Prepare materials and support regulatory exams, audits, and reviews by banking partners
  • Continuously enhance the testing program as regulations, products, and business risks evolve
  • What We’re Looking For:

  • Significant experience in compliance testing, audit, or assurance within financial services, fintech, banking, or investment platforms
  • Strong understanding of regulatory requirements such as KYC/CDD, AML, investor accreditation, and regulatory reporting
  • Proven ability to design and document compliance programs that stand up to regulatory and auditor scrutiny
  • Experience working with automated systems and controls, including technology-enabled compliance processes
  • Exceptional written communication skills, with the ability to clearly document complex processes and controls
  • Ability to operate independently in a fast-paced, high-growth environment
  • Working Here

    If you don’t meet every requirement above, we still encourage you to apply. We value complementary strengths and operators who learn by doing.

    We operate out of hubs in New York City and San Francisco. For most roles on those teams, we work from the office at least two days per week (Tuesdays and either Wednesday or Thursday). Exceptions may be made for exceptional individual contributor candidates in other locations.

    Compensation:
    The compensation for this role consists of a competitive base salary, benefits, and equity package. The base salary for this role is $250,000+ annually but actual will vary based on a number of factors including a candidate’s professional background, experience, and location. Full details about our Total Rewards package will be provided during the recruitment process.

    Benefits:
    We support your life both in and outside of work.

    What Guides Us:
    At AngelList, we are united in our purpose to accelerate innovation and build the future of private markets. Our beliefs and values shape what we work on and how we create impact. If the below resonate, we’d love to have you with us.

    AngelList is an equal opportunity employer and we value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

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