Market Abuse Associate
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.
Purpose of Role
Are you a detail-oriented graduate looking to launch your career in the fast-paced world of Fintech? We are looking for a Market Abuse Associate to join our Compliance team. This is an entry-level role designed for someone with a sharp analytical mind who wants to learn the "DNA" of market integrity.
You will be at the front lines of protecting our platform, learning how to identify market abuse trends such as insider dealing or market manipulation, ensuring our users trade in a fair environment.
What You'll Do
Day to day operation of the firm’s UK market abuse framework.
Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.
Identify risks/issues and discrepancies and proactively escalate to the Market Abuse Manager for secondary review as required.
Conduct in depth investigations into potential market abuse instances and improper activity.
Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
Investigate internal escalations when necessary.
Draft STOR forms ready for submission to the relevant regulators such as FCA as required.
Assisting in maintaining appropriate desk based policies in relation to market abuse.
Assist in responding to regulatory enquiries on market abuse issues.
Assist in creating and maintaining market abuse related MI.
Undertake any ad-hoc projects supporting technical enhancements to the market abuse program
Support other team members with ad hoc tasks as required.
What You Need
A working understanding of the Market Abuse framework and what those entail.
A good working knowledge of financial products with a particular focus on Equities.
Strong IT skills with a particular focus on Microsoft Word & Excel.
Python and/or SQL skills are preferred but not required.
A strong background in data science or data analytics is a plus.
Knowledge in FCA regulatory requirements and best practices in compliance.
Educated to degree level in Law, Finance, or a related field.
Good communication and interpersonal skills.
Ability to work under pressure and be adaptable.
What we offer
Challenges that will help you grow and realise your potential
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us? We'd love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted.
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