We are currently seeking a person to act as the Designated Person for Investment Management Oversight (PCF-39D) and Designated Person for Distribution (PCF-39E), subject to Central Bank of Ireland approval.
The successful candidate will be responsible for the oversight and supervision of delegated investment management and distribution activities in respect of WisdomTree’s Irish-domiciled funds and issuers, in accordance with Central Bank of Ireland requirements (including CP86), UCITS delegation framework and WisdomTree’s governance, delegation, and oversight arrangements.
Key Accountabilities and Scope
Maintain primary responsibility for the oversight of all delegated investment management arrangementsConduct regular and structured engagement with delegated investment managers, including oversight meetings and calls and review of investment, risk, and compliance reportingAssess adherence to investment objectives and mandates, investment and risk limits and prospectus and regulatory requirementsEnsure that issues, breaches, or concerns are identified promptly, escalated appropriately and tracked to resolution
Oversight of Delegated Distributors
Maintain primary responsibility for the oversight of delegated distribution arrangementsOversee distribution activities conducted by appointed distributorsEnsure distribution arrangements operate in line with MiFID II product governance requirements, target market determinations, prospectus and regulatory disclosures and ESMA Guidelines on Marketing Communications
Product Governance & Controls
Oversee the implementation and ongoing operation of WisdomTree’s product governance frameworkMonitor distributor compliance with target market requirements, appropriateness of distribution channels and controls around inducements, conflicts, and conduct risk (where applicable)Review distributor reporting and escalate any distribution-related concerns or issues
Reporting & Escalation
Produce documented oversight reports evidencing reviews performed, findings, and follow-up actionsReport to internal governance forums and the Board of Directors, as requiredMaintain appropriate management information (MI) to support effective oversight and challengEscalate material issues to senior management and the Board in a timely manner
Delegation, Due Diligence & Change Management
Support the appointment and onboarding of new investment managers and distributorsPerform and oversee initial and ongoing due diligence reviewsContribute to the drafting, review, and maintenance of delegation agreements, distribution agreements, service level agreements, policies and procedures, prospectus and supplement disclosuresSupport regulatory notifications and filings relating to delegation, distribution and material changes
Regulatory & Governance Responsibilities
Ensure compliance with CP86 Designated Person obligations, UCITS delegation requirements and MiFID II product governance rules (as applicable to distribution oversight)Act as a key point of contact with the Central Bank of Ireland on matters relating to investment management oversight and distribution oversightSupport regulatory inspections, reviews, and ongoing supervisory engagementContribute to the continuous enhancement of WisdomTree’s governance and oversight framework
Skills and Qualifications
Minimum 6+ years’ experience in the asset management or funds industryStrong understanding of delegated investment management models, distribution and product governance frameworks and UCITS / MiFID II regulatory requirementsExperience engaging with investment managers, distributors and senior management and boards Degree in Finance, Business, Economics, or a related discipline and/or A recognised professional qualification (e.g. CFA, ACA, ACCA, or equivalent)Strong analytical and critical thinking skillsAbility to exercise independent and effective challengeExcellent written and verbal communication skillsHigh attention to detail and strong organisational skillsAbility to manage multiple oversight responsibilities within a regulated environmentSound professional judgement aligned with regulatory expectationsProactive, accountable, and governance-focused mindset
About Us:
WisdomTree is a global financial innovator, offering a diverse suite of exchange-traded products (ETPs), models and solutions, private market investments and digital asset-related products. Our offerings empower investors to shape their financial future and equip financial professionals to grow their businesses. Leveraging the latest financial infrastructure, we create products that emphasize access and transparency and provide an enhanced user experience. Building on our heritage of innovation, we offer next-generation digital products and services related to tokenized real world assets and stablecoins, as well as our institutional platform, WisdomTree Connect™, blockchain-native digital wallet, WisdomTree Prime®*, and have expanded into private markets through the acquisition of Ceres Partners’ U.S. farmland platform.
Work Smart:
Headquartered in New York City, WisdomTree embraces a “Work Smart” philosophy that transcends physical workspace, aiming to optimize productivity, efficiency and effectiveness. Employee time in the office generally is not prescribed, and team leaders are empowered to determine how their teams work best, based on their roles, which may include in-person, in-office engagement.
Mission, Vision & Values:
WisdomTree is committed to delivering a better financial experience through the quality of our products, solutions and engagement, and to be the leader in delivering best structured access to global asset classes, empowering clients through innovative solutions and long-term performance. WisdomTree employees strive for excellence and innovation, work with transparency and accountability and support each other as a global team. We welcome the applications of qualified individuals who will support this mission and thrive in our collaborative and empowering work environment.
